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Case No. 21-1022

Anthony Weber and Jerrold Rothous
Iowa Insurance Division


Anthony Weber and Jerrold Rothous


Iowa Insurance Division

Attorney for the Appellant

Alexander E. Wonio

Attorney for the Appellee

Jordan G. Esbrook, Assistant Attorney General

Court of Appeals

Court of Appeals Opinion

Opinion Number:
Date Published:
Jul 20, 2022

            Appeal from the Iowa District Court for Polk County, Jeanie Vaudt, Judge. AFFIRMED.  Heard by Bower, C.J., and Schumacher and Ahlers, JJ.  Opinion by Ahlers, J.  (13 pages)

            The Iowa Insurance Division (Division) issued a decision finding Anthony Weber and Jerrold Rothouse engaged in the sale of unregistered securities in Iowa.  Weber and Rothouse sought judicial review, arguing a fact dispute remained that precluded the Division from deciding the charge against them on summary judgment.  OPINION HOLDS: On the record before us, we find no genuine issue of material fact that the agreements Weber and Rothouse offered to Iowan investors were securities and they were not registered as required by Iowa law.  Therefore, we affirm the district court’s ruling affirming the Division’s decision.

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