Skip to main content
Iowa Judicial Branch
Main Content

Case No. 21-1022

For summaries from opinions prior to August, 2018, view PDF versions here

Anthony Weber and Jerrold Rothous
v.
Iowa Insurance Division

Appellant

Anthony Weber and Jerrold Rothous

Appellee

Iowa Insurance Division

Attorneys for Appellant

Alexander E. Wonio

Attorneys for Appellee

Jordan G. Esbrook, Assistant Attorney General

Court of Appeals

Court of Appeals Opinion

Opinion Number:
21-1022
Date Published:
Jul 20, 2022
Summary

            Appeal from the Iowa District Court for Polk County, Jeanie Vaudt, Judge. AFFIRMED.  Heard by Bower, C.J., and Schumacher and Ahlers, JJ.  Opinion by Ahlers, J.  (13 pages)

            The Iowa Insurance Division (Division) issued a decision finding Anthony Weber and Jerrold Rothouse engaged in the sale of unregistered securities in Iowa.  Weber and Rothouse sought judicial review, arguing a fact dispute remained that precluded the Division from deciding the charge against them on summary judgment.  OPINION HOLDS: On the record before us, we find no genuine issue of material fact that the agreements Weber and Rothouse offered to Iowan investors were securities and they were not registered as required by Iowa law.  Therefore, we affirm the district court’s ruling affirming the Division’s decision.

© 2022 Iowa Judicial Branch. All Rights Reserved.